Presented By: University Career Center
SMBC Meet & Greet Series - Risk Management, SMBC Capital Markets - Risk, Compliance
Our SMBC Meet and Greet Series is for all students seeking a 2024 internship or analyst opportunity with our firm. Each session will consist of overviews of the various groups that hire into our programs led bythe business members themselves followed by an open-forum Q&A session. Since each session will be different, students are encouraged to attend as many as they like.
Risk Management
The Risk Management Department, Americas Division (RMDAD) comprehensively and dynamically manages the risksfacing SMBC across various risk stripes and categories. RMDAD plays a critical role in SMBC’s “second line of defense,” overseeing and monitoring risks across the firm, creating sound risk management policies, principles, and frameworks, and working to ensure strong controls are in place to manage and promote informed risk taking.
SMBC Capital Markets - Risk
SMBC Capital Markets, Inc. (SMBC CM) provides market liquidity and customized derivative solutions to corporate and institutional clients around the globe. In addition, SMBC offers regional fixed income and foreign exchange expertise through 70+ offices in over 40 countries. We work inclose collaboration with various relationship management partners and other product specialists to provide integrated financing and risk managementsolutions to help our clients achieve their objectives.
Compliance
SMBC is committed to complying with all applicable laws, rules, regulations, and industry best practices. The Compliance Department is responsiblefor providing compliance oversight of SMBC’s business activities acrossthe Americas Division and managing compliance risk. Team members design and implement solutions to identify and mitigate risks, develop complianceprograms for existing and new regulations, and oversee training programs.
Compliance partners with stakeholders across the organization to enhance the capabilities of our compliance risk management program to ensure it remains agile and ready to meet the needs and requirements of our businesses and regulators. The coverage model includes the centralization of all Group Company compliance functions to establish consistent processes for all compliance activities, including leveraging technology to support dailyoperations.
Location: Teams
Meeting Number: 276 689 236 524
Meeting Password: baiTqq
Risk Management
The Risk Management Department, Americas Division (RMDAD) comprehensively and dynamically manages the risksfacing SMBC across various risk stripes and categories. RMDAD plays a critical role in SMBC’s “second line of defense,” overseeing and monitoring risks across the firm, creating sound risk management policies, principles, and frameworks, and working to ensure strong controls are in place to manage and promote informed risk taking.
SMBC Capital Markets - Risk
SMBC Capital Markets, Inc. (SMBC CM) provides market liquidity and customized derivative solutions to corporate and institutional clients around the globe. In addition, SMBC offers regional fixed income and foreign exchange expertise through 70+ offices in over 40 countries. We work inclose collaboration with various relationship management partners and other product specialists to provide integrated financing and risk managementsolutions to help our clients achieve their objectives.
Compliance
SMBC is committed to complying with all applicable laws, rules, regulations, and industry best practices. The Compliance Department is responsiblefor providing compliance oversight of SMBC’s business activities acrossthe Americas Division and managing compliance risk. Team members design and implement solutions to identify and mitigate risks, develop complianceprograms for existing and new regulations, and oversee training programs.
Compliance partners with stakeholders across the organization to enhance the capabilities of our compliance risk management program to ensure it remains agile and ready to meet the needs and requirements of our businesses and regulators. The coverage model includes the centralization of all Group Company compliance functions to establish consistent processes for all compliance activities, including leveraging technology to support dailyoperations.
Location: Teams
Meeting Number: 276 689 236 524
Meeting Password: baiTqq
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