LEGAL
The Legal Department provides transactional advice, regulatory
advice, litigation oversight and advice on compliance and reputational issues. The division works with the firm’s businesses to evaluate legal, regulatory and reputational risks and to structure, negotiate,document and execute transactions. Legal also helps the firm manage emerging and existing issues to ensure that business practices are conducted inaccordance with laws and regulations globally.

GLOBAL COMPLIANCE
Global Compliance manages the firm’s compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. We monitor trends and changes in regulations in all jurisdictions in which the firm does business, and we develop and implement firmwide and divisional policies and procedures. In addition to advising and partnering with the firm’s businesses,
Global Compliance is responsible for managing audits and inquiries,
educating, surveillance and testing the firm’s risk management infrastructure.